Mergers & Acquisitions
Company Size Type of Company Role Industry
Mesa Precast $3,000,000 Building Materials Buy-Side Manufacturer
Crown Roofing $3,000,000 Roofing Services Distressed working capital Service Provider
Technical Equities $25,000,000 Services/Manufacturer Workout/Chapter 11 Bankruptcy/Sale Manufacturer
$10,000,000 Forest Products Manufacturer Senior Debt Underwriting Manufacturer
eDonor $5,000,000 Software Company Sell-Side SAS
De Larentis Entertainment $24,000,000 Entertainment Negative Pickup Workout and Sale Entertainment
The Good Guys $75,000,000 Retailer Senior Asset Based Underwriting Retailer
$11,000,000 Forest Products Manufacturer Senior Debt Underwriting Manufacturer
Keller Equipment $11,000,000 Business Services Sell-Side Service
Desert Rose $3,000,000 Real Estate Distressed Real Estate Control Equity Real Estate
The Walking Company $9,200,000 Retailer Senior Debt Underwriting Retailer
$7,500,000 Forest Products Manufacturer Senior Debt Underwriting Manufacturer
Trimway $12,000,000 Retail Sell-side Weight-Loss
Dodd Equipment $2,000,000 Heavy Equipment Rentals Workout Service Provider
Thermadyne Industries, Inc $200,000,000 Manufacturer Workout/Senior Debt Underwriting Manufacturer
$9,500,000 Resturant Senior Debt Underwriting Restaurant
Pacific Wave Systems $24,000,000 Manufacturer Sell-Side Satelite Industry
Eastern Shrimp $1,500,000 Importer Trade Finance Importer
Ticketmaster $60,000,000 Services Senior Debt Underwriting Service Provider
$140,000,000 Auto Dealer Senior Debt Underwriting Auto Dealer
Phase 2 $25,000,000 Business Services Sell-Side Call Center
Garden Lakes et. al $45,000,000 Class “B” Retail RE Workout Real Estate
Titan Motorcycle $6,000,000 Manufacturer Senior Asset Based Underwriting Manufacturer
30,000,000 Truck Products Manufacturer Senior Debt Underwriting Manufacturer
Consumer Products $3,000,000 Retail Capital Raise Retailer
Globe Security $30,000,000 Guard Services Workout/Chapter 11 and Sale Service Provider
Topa Group $25,000,000 Finance/Real Estate Senior Debt Workout Real Estate
Software Developer Software Developer Financial Advisor Service
Hinderliter Heat Treating $10,000,000 Heat Treat Services 11/Investor and Advisor in MBO Service Provider
Trojan Battery $5,000,000 Manufacturer-Batteries Senior Debt Underwriting Manufacturer
Document Manager Document Manager Financial Advisor Service
Homco $8,000,000 Retail Ace Hardware Workout Retailer
Universal Environmental $2,500,000 Trucking Services Distressed working capital and term debt Service Provider
Garment Manufacturing Garment Manufacturing Financial Advisor Manufacturer
Insilco $75,000,000 Manufacture/Services Chapter 11/Workout Manufacturer
US Fish $5,000,000 Importer Trade Finance Importer
Advertising Agency Advertising Agency Financial Advisor Service
IPEC $40,000,000 Machinery Manufacturer Senior Debt Underwriting Manufacturer
USA Petroleum $15,000,000 Real Estate/Services Senior Debt Underwriting Real Estate
Express Delivery Company $13,000,000 Transportation Sell-side Trucking
Jan Bell Marketing $80,000,000 Retailer Senior Asset Based Underwriting Retailer
Vision Hardware Group $45,000,000 Manufacturer/Wholesale Senior Debt Underwriting Manufacturer
Mid Coast Trucking $11,000,000 Transportation Sell-Side Trucking
Jos A Back Clothiers, Inc $32,000,000 Manufacture/Retail Workout/ Restructure/Senior Loans Retailer
Western Steel $15,000,000 Steel Services Senior Debt Underwriting Service Provider
Promotional Products 1 $3,000,000 Business Services Sell-Side Advertising
Larry’s Shoes $5,000,000 Retailer Senior Asset Based Underwriting Retailer
Wild Oats $20,000,000 Retail-Grocery Senior Debt Underwriting Retailer
Promotional Products 2 $5,000,000 Business Services Sell-Side Advertising
Los Angeles Hilton $45,000,000 Real Estate-Hotel Workout and Sale Real Estate
Wickes Furniture $52,000,000 Retailer Senior Asset Based Underwriting Retailer
Promotional Products 3 $8,000,000 Business Services Sell-Side Advertising
Macys $30,000,000 Retailer Chapter 11/Workout Retailer
Williams Control $34,000,000 Electronics Senior Debt Underwriting Manufacturer
333 Bueadry $20,000,000 RE Class A Building Workout and Sale Real Estate
Metro Goldwyn Mayer $30,000,000 Entertainment Senior Debt Underwriting
$10,000,000 Clothing Manufacturer Senior Debt Underwriting Manufacturer/Distributor
722 Osborn Partners $5,000,000 Class “A” Office Bldg Developer, Manage. Partner Real Estate
Motel 6 $25,000,000 Real Estate-Hotel Workout and Sale Real Estate
$40,000,000 Charter School Senior Debt Underwriting Education
777 E. Thomas $3,000,000 Class “B” Office Bldg Developer, Manage. Partner Real Estate
MS Ventures II $6,000,000 Class “B” Office Bldg Manage Partner, Manage, Lease, Sale Real Estate
$25,000,000 General Contractor Senior Debt Underwriting Contractor
All American Communications $20,000,000 Entertainment Senior Debt Underwriting Entertainment
MS Ventures III $5,000,000 Medical Office Bldg Manage Partner, Manage, Lease, Sale Real Estate
$20,000,000 Food Manufacturer Senior Debt Underwriting Manufacturer
Anaheim Hilton $30,000,000 Real Estate-Hotel Workout and Sale Real Estate
New England Patriots $35,000,000 Entertainment Workout and Sale Entertainment
$25,000,000 Retailer Senior Debt Underwriting Retailer
Apparel Marketing Industries $65,000,000 Clothing Manufacturer Banker in Buyout Transaction Manufacturer
Norman Industries $28,000,000 Clothing Manufacturer Senior Debt Underwriting Manufacturer
$20,000,000 Retailer Senior Debt Underwriting Retailer
Avalon Marketing $20,000,000 Toy Manufacturer Senior Debt Underwriting Manufacturer
Nutracea $7,000,000 Food Manufacturer Workout Manufacturer
$15,000,000 Retailer Senior Debt Underwriting Retailer
AZ Coyotes/Ellman Group $7,000,000 Real Estate-Development Distressed debt and equity Real Estate
OEM Logistics $3,000,000 Logistic Services Investment for Control Service Provider
$6,000,000 Wood Pellet Manucturer Senior Debt Underwriting Manufacturer
Bastion Capital $10,000,000 Asset Management Equity Investment Asset Management
Opus $12,000,000 High Rise Office Bldg Leasing Real Estate
$50,000,000 Hotel Industry Senior Debt Underwriting Real Estate
Beverly Enterprises, Inc. $20,000,000 Long Term Care Services Workout Service Provider
Phillips Industries $10,000,000 Manufacturer Senior Asset Based Underwriting Manufacturer
$5,000,000 Forest Proucts Manufacturer Senior Debt Underwriting Manufacturer
Bixby Enterprises $18,000,000 Agriculture Senior Debt Underwriting Agriculture
Raven Rock $4,000,000 Aggregate/Real Estate Distressed debt and control investment Commodities
$75,000,000 Class “A” Office Bldg Senior Debt Underwriting Real Estate
Blotsky Group $2,000,000 Real Estate Distressed Real Estate Loan Real Estate
Red Mountian $32,000,000 Heavy Equipment Rentals Chapter 11/Workout Service Provider
$10,000,000 Hair Salon Chain Management Buy-out Retailer
Cardis Group $32,000,000 Auto Parts Workout/Restructure/Chapter 11 Distributor
San Segal Industries $3,000,000 Clothing Manufacturer Senior Asset Based Underwriting Manufacturer
$220,000,000 Technology Company Sell-Side Technology
Carol Little Group $15,000,000 Clothing Manufacturer Senior Debt Underwriting Manufacturer
Senior Loan Asset Sale $227,000,000 Asset Management Sale of Asset Pool to Hedge Fund Asset Management
$5,500,000 Electronic Test Equipment Manufacturer Buy-out Financing Manufacturer
Cenergi Productions $15,000,000 Entertainment Senior Debt Underwriting Entertainment
Solid Motion $3,000,000 Trucking Services Investment for control Service Provider
$15,000,000 Titanium Products Manufacturer Senior Debt Underwriting Manufacturer
Century Life of America $20,000,000 Class “B” Office Bldg Receiver, Asset Manager, Construction, Leasing, Sale Real Estate
Sylvester Marine $3,000,000 Crew Boat Services Workout/Restructure/Chapter 11 Service Provider
$3,000,000 Micro- Brewery Senior Debt Underwriting Manufacturer
Century Life of America $1,000,000 Class “B” Office Bldg Asset Manage, Construction, Leasing, Management, Sale Real Estate
Southwest Rock $9,000,000 Aggregate Manufacturer Workout Manufacturer
$10,000,000 Logistics Company Senior Debt Underwriting Service Provider
Combined Resources $3,000,000 Industrial Bldg Manage, Construction Real Estate
Tadashi $2,500,000 Apparel Manufacturer Senior Debt Underwriting Manufacturer
$5,000,000 Promotional Products Buy-out Financing Service Provider
Courtland Company $13,000,000 Class “A” Office Bldg Asset Manage, Construction, Leasing, Management, Sale Real Estate
Teachers Insurance $1,500,000 Office/Industrial Bldg Construction, Leasing, Management Real Estate
$7,150,000 Technology Services Company Senior Debt Underwriting Service Provider
CP Melliand $6,000,000 Agriculture Priming DIP Loan Underwriting/11 Agriculture
Teachers Insurance $3,000,000 Retail Center Leasing, Management Real Estate
$6,000,000 Roofing Products Manufacturer Senior Debt Underwriting Manufacturer
Advisory
Company Type of Company Role Industry
Mesa Precast Building Materials Buy-Side Manufacturer
Crown Roofing Roofing Services Distressed working capital Service Provider
Technical Equities Services/Manufacturer Workout/Chapter 11 Bankruptcy/Sale Manufacturer
Forest Products Manufacturer Senior Debt Underwriting Manufacturer
eDonor Software Company Sell-Side SAS
De Larentis Entertainment Entertainment Negative Pickup Workout and Sale Entertainment
The Good Guys Retailer Senior Asset Based Underwriting Retailer
Forest Products Manufacturer Senior Debt Underwriting Manufacturer
Keller Equipment Business Services Sell-Side Service
Desert Rose Real Estate Distressed Real Estate Control Equity Real Estate
The Walking Company Retailer Senior Debt Underwriting Retailer
Forest Products Manufacturer Senior Debt Underwriting Manufacturer
Trimway Retail Sell-side Weight-Loss
Dodd Equipment Heavy Equipment Rentals Workout Service Provider
Thermadyne Industries, Inc Manufacturer Workout/Senior Debt Underwriting Manufacturer
Resturant Senior Debt Underwriting Restaurant
Pacific Wave Systems Manufacturer Sell-Side Satelite Industry
Eastern Shrimp Importer Trade Finance Importer
Ticketmaster Services Senior Debt Underwriting Service Provider
Auto Dealer Senior Debt Underwriting Auto Dealer
Phase 2 Business Services Sell-Side Call Center
Garden Lakes et. al Class “B” Retail RE Workout Real Estate
Titan Motorcycle Manufacturer Senior Asset Based Underwriting Manufacturer
Truck Products Manufacturer Senior Debt Underwriting Manufacturer
Consumer Products Retail Capital Raise Retailer
Globe Security Guard Services Workout/Chapter 11 and Sale Service Provider
Topa Group Finance/Real Estate Senior Debt Workout Real Estate
Software Developer Software Developer Financial Advisor Service
Hinderliter Heat Treating Heat Treat Services 11/Investor and Advisor in MBO Service Provider
Trojan Battery Manufacturer-Batteries Senior Debt Underwriting Manufacturer
Document Manager Document Manager Financial Advisor Service
Homco Retail Ace Hardware Workout Retailer
Universal Environmental Trucking Services Distressed working capital and term debt Service Provider
Garment Manufacturing Garment Manufacturing Financial Advisor Manufacturer
Insilco Manufacture/Services Chapter 11/Workout Manufacturer
US Fish Importer Trade Finance Importer
Advertising Agency Advertising Agency Financial Advisor Service
IPEC Machinery Manufacturer Senior Debt Underwriting Manufacturer
USA Petroleum Real Estate/Services Senior Debt Underwriting Real Estate
Express Delivery Company Transportation Sell-side Trucking
Jan Bell Marketing Retailer Senior Asset Based Underwriting Retailer
Vision Hardware Group Manufacturer/Wholesale Senior Debt Underwriting Manufacturer
Mid Coast Trucking Transportation Sell-Side Trucking
Jos A Back Clothiers, Inc Manufacture/Retail Workout/ Restructure/Senior Loans Retailer
Western Steel Steel Services Senior Debt Underwriting Service Provider
Promotional Products 1 Business Services Sell-Side Advertising
Larry’s Shoes Retailer Senior Asset Based Underwriting Retailer
Wild Oats Retail-Grocery Senior Debt Underwriting Retailer
Promotional Products 2 Business Services Sell-Side Advertising
Los Angeles Hilton Real Estate-Hotel Workout and Sale Real Estate
Wickes Furniture Retailer Senior Asset Based Underwriting Retailer
Promotional Products 3 Business Services Sell-Side Advertising
Macys Retailer Chapter 11/Workout Retailer
Williams Control Electronics Senior Debt Underwriting Manufacturer
333 Bueadry RE Class A Building Workout and Sale Real Estate
Metro Goldwyn Mayer Entertainment Senior Debt Underwriting
Clothing Manufacturer Senior Debt Underwriting Manufacturer/Distributor
722 Osborn Partners Class “A” Office Bldg Developer, Manage. Partner Real Estate
Motel 6 Real Estate-Hotel Workout and Sale Real Estate
Charter School Senior Debt Underwriting Education
777 E. Thomas Class “B” Office Bldg Developer, Manage. Partner Real Estate
MS Ventures II Class “B” Office Bldg Manage Partner, Manage, Lease, Sale Real Estate
General Contractor Senior Debt Underwriting Contractor
All American Communications Entertainment Senior Debt Underwriting Entertainment
MS Ventures III Medical Office Bldg Manage Partner, Manage, Lease, Sale Real Estate
Food Manufacturer Senior Debt Underwriting Manufacturer
Anaheim Hilton Real Estate-Hotel Workout and Sale Real Estate
New England Patriots Entertainment Workout and Sale Entertainment
Retailer Senior Debt Underwriting Retailer
Apparel Marketing Industries Clothing Manufacturer Banker in Buyout Transaction Manufacturer
Norman Industries Clothing Manufacturer Senior Debt Underwriting Manufacturer
Retailer Senior Debt Underwriting Retailer
Avalon Marketing Toy Manufacturer Senior Debt Underwriting Manufacturer
Nutracea Food Manufacturer Workout Manufacturer
Retailer Senior Debt Underwriting Retailer
AZ Coyotes/Ellman Group Real Estate-Development Distressed debt and equity Real Estate
OEM Logistics Logistic Services Investment for Control Service Provider
Wood Pellet Manucturer Senior Debt Underwriting Manufacturer
Bastion Capital Asset Management Equity Investment Asset Management
Opus High Rise Office Bldg Leasing Real Estate
Hotel Industry Senior Debt Underwriting Real Estate
Beverly Enterprises, Inc. Long Term Care Services Workout Service Provider
Phillips Industries Manufacturer Senior Asset Based Underwriting Manufacturer
Forest Proucts Manufacturer Senior Debt Underwriting Manufacturer
Bixby Enterprises Agriculture Senior Debt Underwriting Agriculture
Raven Rock Aggregate/Real Estate Distressed debt and control investment Commodities
Class “A” Office Bldg Senior Debt Underwriting Real Estate
Blotsky Group Real Estate Distressed Real Estate Loan Real Estate
Red Mountian Heavy Equipment Rentals Chapter 11/Workout Service Provider
Hair Salon Chain Management Buy-out Retailer
Cardis Group Auto Parts Workout/Restructure/Chapter 11 Distributor
San Segal Industries Clothing Manufacturer Senior Asset Based Underwriting Manufacturer
Technology Company Sell-Side Technology
Carol Little Group Clothing Manufacturer Senior Debt Underwriting Manufacturer
Senior Loan Asset Sale Asset Management Sale of Asset Pool to Hedge Fund Asset Management
Electronic Test Equipment Manufacturer Buy-out Financing Manufacturer
Cenergi Productions Entertainment Senior Debt Underwriting Entertainment
Solid Motion Trucking Services Investment for control Service Provider
Titanium Products Manufacturer Senior Debt Underwriting Manufacturer
Century Life of America Class “B” Office Bldg Receiver, Asset Manager, Construction, Leasing, Sale Real Estate
Sylvester Marine Crew Boat Services Workout/Restructure/Chapter 11 Service Provider
Micro- Brewery Senior Debt Underwriting Manufacturer
Century Life of America Class “B” Office Bldg Asset Manage, Construction, Leasing, Management, Sale Real Estate
Southwest Rock Aggregate Manufacturer Workout Manufacturer
Logistics Company Senior Debt Underwriting Service Provider
Combined Resources Industrial Bldg Manage, Construction Real Estate
Tadashi Apparel Manufacturer Senior Debt Underwriting Manufacturer
Promotional Products Buy-out Financing Service Provider
Courtland Company Class “A” Office Bldg Asset Manage, Construction, Leasing, Management, Sale Real Estate
Teachers Insurance Office/Industrial Bldg Construction, Leasing, Management Real Estate
Technology Services Company Senior Debt Underwriting Service Provider
CP Melliand Agriculture Priming DIP Loan Underwriting/11 Agriculture
Teachers Insurance Retail Center Leasing, Management Real Estate
Roofing Products Manufacturer Senior Debt Underwriting Manufacturer